Dominic Hulick

Dominic Hulick is a director with Mercadien, P.C., Certified Public Accountants, and a member of the firm’s Financial Institutions Services Group. Mr. Hulick’s primary focus is on providing internal control and regulatory compliance audits/reviews for community and commercial bank clients.

With a strong foundational knowledge of regulatory compliance framework, Mr. Hulick specializes in financial crime compliance and risk management. He has demonstrated experience in creating BSA/AML solutions for his clients that comply to the standard of the regulation and are efficient for the institution. Mr. Hulick is a thought-leader in BSA/AML and has provided numerous lectures to various charters and organizations to share knowledge and best-practices to strengthen the financial crime compliance industry as a whole. As a director with the firm’s Financial Institution Services Group, he is sought after by institutions to identify, develop, and implement compliance efforts for various regulations and processes.

Mr. Hulick also leads a team of data and BSA/AML experts to conduct validations of BSA/AML monitoring software to ensure data is appropriately interfacing from core to system He conducts alert optimizations, and implementation/enhancement of customer risk rating models. He is experienced with the documentation of BSA department procedures to identify gaps and limitations while enhancing the process and reporting for monitoring of suspicious transactions and preparation of suspicious activity reports. He has led multiple projects that have resulted in successful and effective implementation of transaction monitoring and OFAC interdiction systems into existing compliance programs. Dominic’s expertise in financial crimes and risk mitigation paired with his ability to identify effective processes for regulatory compliance allow him to provide valuable service to his clients.

Mr. Hulick has experience managing and performing operational audits in deposit, accounting/finance, branches, and commercial, residential and consumer lending compliance. With his innovative mindset, he aims to provide value to the institution through audits and his strong understanding of risk and control evaluation.