CNJCG Seminar – Risk Management & Compliance Monitoring
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Date: Thursday, September 13, 2018 | 9:00 AM - 11:00 AM
Venue: Mercadien’s Offices,
3625 Quakerbridge Road
Hamilton, NJ 08619 United States
Description: Tightening regulations, potential litigation, monetary liabilities, reputational risks. The exposures for all operational areas, including investment advisory, keep increasing.
If your bank and fiduciaries want a stronger grasp on the latest compliance trends and a new playbook for effective risk management, join us for this complimentary breakfast seminar, where attendees will learn strong risk management provides the best risk defense, and to:
- Identify key elements for implementing an effective compliance monitoring program
- Assess and prep for the most targeted areas of regulatory review and auditor focus
- Establish best practices for board governance and oversight
- Identify key risks related to trust and investment management activities
9:00 – 9:30 A.M. – Breakfast & Networking
9:30 – 11:00 A.M. – Presentation
1.5 CPE credits in Specialized Knowledge are offered at this free, group-live seminar. Program level – basic. No advance preparation or prerequisites required.
Refund/Cancellation Policy: Since this program will be presented free of charge, there will be no refunds issued. For more information regarding complaint and/or program cancellation policies, please contact our office at 609-689-9700.
Please note: Attendance may be limited. If you have any questions or would like more information about this event, contact us by emailing firstname.lastname@example.org or calling 609-689-9700.