CNJCG Seminar – Best Practices in Conducting BSA/AML Investigations

  • This event has passed.
Investigate and analyze. Scanning business documents. Magnifying glass and stack of documents.

Date: Tuesday, January 15, 2019 | 9:00 AM - 11:00 AM

Venue: Mercadien’s Offices, 3625 Quakerbridge Road

Hamilton, NJ 08619 United States

Description: Are you effectively analyzing and dispositioning system alerts to comply with Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) regulations? Doing so requires the right procedures and resources – trained staff, functional and forward-looking systems, and a robust quality control process.
Join us for our first complimentary breakfast seminar of 2019, 
a workshop on best practices in transaction and customer monitoring, account profiling,
risk ratings, Enhanced Due Diligence (EDD) and Suspicious Activity (SAR) reporting.

Attendees will:
• Identify key elements of a risk-based approach to documenting investigations
related to suspicious activity alerts 

• Evaluate procedures for conducting effective EDD reviews
• Learn effective training techniques, and oversight and reporting procedures

9:00 – 9:30 A.M. – Breakfast & Networking
9:30 – 11:00 A.M. – Presentation

1.5 CPE credits in Specialized Knowledge are offered at this free, group-live seminar. Program level – basic. No advance preparation or prerequisites required.

Presenters: Salvatore Zerilli, CPA, CAMS, Managing Director, and Pranav Naik, MS, CAMS, Supervising Senior Associate of Mercadien’s Financial Institutions Services Group

Refund/Cancellation Policy: Since this program will be presented free of charge, there will be no refunds issued.  For more information regarding complaint and/or program cancellation policies, please contact our office at 609-689-9700.

Please note: Inclement weather date for this seminar is Tuesday, January 22, 2019. Attendance may be limited. If you have any questions or would like more information about this event, contact us by emailing or calling 609-689-9700.