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Mercadien’s Financial Institutions Services Group is dedicated to helping financial institutions manage risk, maintain compliance and increase profitablility with a sophisticated, best-practice approach based on our extensive experience in the banking and regulatory
Compliance Sectors
Whether your institution is a community or commercial bank, credit union, U.S. branch of a foreign financial institution, mortgage company, securities and/or commodities broker/dealer, money services business or casino, you are highly regulated, and the cost of implementing proper policies, procedures and internal controls to ensure compliance with laws and protect the safety and soundness of your institution continues to rise.
Your challenge is to maintain your business standards and adhere to increasing rules and regulations without compromising your competitive edge or profitability.
Mercadien can assist your bank or financial services company by providing a multitude of cost-effective audit, assessment and consulting services. As a client, you would benefit not only from engaging with the foremost thought leader on issues facing U.S. financial institutions, but also from our proactive and responsive service culture. We are experts in our field and relationship-driven.
Stated more simply, “We know our clients.”
Services
  • Outsourced Internal Audit Department
  • Co-Sourced Internal Audit Department
  • Regulatory Compliance Reviews and Consulting
  • Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) Independent Reviews
  • BSA/AML Transactional Look-Back Reviews
  • BSA Software Validation and Rules Optimization
  • BSA Software Set-Up
  • Information Technology Audits
  • Enterprise Risk Management
  • Enterprise Risk Management
  • Business Continuity Planning
  • Strategic Planning
  • Bank Collateral and Field Examination
  • Tax Planning and Preparation
  • Employee Benefit Plan Audits
  • Fraud Investigation/Forensic Accounting
  • Internal and External Vulnerability Assessments
 
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